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Neighbourhood plans

Preparing a neighbourhood development plan

Neighbourhood development plans (NDP) are led by local community organisations, called qualifying bodies or QBs. The QB can be a town or parish council. In areas that are unparished, including where there is a parish meeting, it will be a neighbourhood forum.

There are a number of distinct stages involved in preparing a neighbourhood plan which are set out below. Further detail on these stages can be found on the Neighbourhood Planning section of the Locality website. This has numerous resources for QBs preparing a neighbourhood plan.

Applications to designate a neighbourhood area must be made by the qualifying body (QB), which is usually a town or parish council. The neighbourhood area will be the area covered by the NDP and is usually the parish. Where a QB chooses to plan for a neighbourhood area that is smaller than the whole parish this will require a clear planning justification. In another scenario, two or more adjoining town or parish councils may wish to prepare a joint NDP. This requires one to take the lead as the QB, which would necessitate the need to get formal consent from the others.

The application should include the following:

  • a map identifying the proposed boundary of the neighbourhood area which the Council will provide
  • a statement explaining why it is considered to be an appropriate neighbourhood area
  • a statement that the organisation making the application (town or parish council) is capable of being a qualifying body

After we have received the application the designation process will depend on the extent of the neighbourhood area:

  • if a town or parish council applies for a neighbourhood area covering the whole parish and the application is valid, we will automatically designate the neighbourhood area without undertaking any consultation
  • if the area is for part of a parish, or if it covers more than one parish or local authority area the process will take longer because the Council(s) must publicise the application and allow local people to make comments
  • in all cases we will need to consider whether the area applied for should be designated as a business area. This approach would be relevant where the area is wholly or mainly business in nature.

Where there is no town or parish council, the process is slightly different and the QB will be a neighbourhood forum. In such cases, interested groups should contact the Planning Policy Team for advice on how to set up a forum and apply for the neighbourhood area.

After the neighbourhood area has been designated the qualifying body (QB) will start to prepare the plan. In most cases, the QB will set up a steering group to undertake this work, comprising interested people from the community.

The process can appear daunting and QBs are encouraged to work with us. Officers will provide advice and support, comment on ideas and draft policies and identify useful sources of evidence, but they cannot write the plan for you. Make the most of available skills within the steering group and consider if it would be helpful to get professional support from a qualified town planner with experience of neighbourhood planning.

A made NDP will be part of the development plan and used to decide planning applications, so it is important that policies are clearly written and based on evidence, as well as community aspirations. QBs should bear in mind that NDPs are examined against the basic conditions when thinking about what to include. These require NDPs to:

  • have regard to national policy
  • contribute to the achievement of sustainable development
  • be in general conformity with the strategic policies in the development plan for the local area
  • be compatible with human rights requirements
  • be compatible with EU obligations

Evidence

NDPs should not repeat national policy or the Part 1 and Part 2 Local Plans, however, they can provide local context and address local land use issues, providing it is supported by evidence. The following are examples of the types of evidence that can inform NDPs:

  • demographic data including the Census
  • council evidence on a range of issues
  • studies undertaken or commissioned by the QB
  • results of consultations within the neighbourhood area

Evidence should be proportionate, meaning area specific and sufficient to understand the issue and inform policy. A list of useful sources of evidence is available.

NDPs may allocate sites to meet local needs or aspirations, for example, housing, employment or community buildings and spaces. The QB will need to clearly set out how they have chosen their sites in a fair and transparent way. Locality has produced a detailed guide about assessing and allocating sites.

Strategic Environmental Assessment and Habitats Regulations Assessment

One of the Basic Conditions requires NDPs to be compatible with EU obligations. We will undertake a Strategic Environmental Assessment (SEA) and Habitats Regulations Assessment (HRA) screening of the draft plan. This will inform whether the NDP will require a full SEA.

QBs may find it helpful to get the draft NDP health checked to understand if it is on the right tracks, particularly if consultants are not engaged. Two organisations offer a health check service, the Neighbourhood Planning Independent Examiner Referral Service (NPIERS) and Intelligent Plans and Examinations (IPe). The cost of a health check would be covered by the neighbourhood planning grant.

The QB must publicise the plan amongst people who live, work and do business in the neighbourhood area. This is a formal consultation stage which lasts for a minimum of 6 weeks. We will provide a list of statutory consultees.

QBs should consider how to publicise the NDP, for example the parish council website, noticeboards, newsletters and exhibitions. Publicity material must make it clear where documents can be viewed, how to make comments and when the closing date is. Documents are usually placed at a convenient location in the neighbourhood area.

After the consultation has finished, the QB should set out how it has responded to comments in a consultation statement. This statement will also document all the efforts that have been made to engage the community throughout the process.

The QB will need to prepare a Basic Conditions statement to explain how the NDP meets the Basic Conditions.

This is the stage where the QB submits its NDP (which must be in an accessible format) to us for a further round of formal consultation. As with Regulation 14, the minimum period is 6 weeks, we will publicise the consultation, specify where documents can be viewed, how to make comments and when the closing date is.

Submission is made up of the following documents:

  • proposed NDP
  • map showing the neighbourhood area (usually within the NDP)
  • consultation statement
  • basic conditions statement
  • statement that the plan is unlikely to have significant environmental effects (the SEA/HRA report)

The QB should also provide us with details of respondents to the Regulation 14 consultation.

Neighbourhood development plans (NDPs) are examined by an examiner who is independent of us and the qualifying body (QB). The role of the examiner is to examine the NDP against the basic conditions, which require NDPs to:

  • have regard to national policy
  • contribute to the achievement of sustainable development
  • be in general conformity with the strategic policies in the development plan for the local area
  • be compatible with human rights requirements
  • be compatible with EU obligations

We have established a framework for appointing an examiner. The examiners on the framework are qualified town planners and have considerable experience of examining neighbourhood plans. Examiner appointments are made and paid for by us with the agreement of the QB.

The examiner will produce a report with recommendations on the NDP and whether it meets the basic conditions. The report will conclude either:

  1. the NDP can be made subject to a successful referendum; or
  2. the NDP is modified and then can be made subject to a successful referendum; or
  3. the NDP does not proceed because it does not meet the necessary legal requirements

The examiner will also consider whether the area for the referendum should be extended beyond the neighbourhood area. This rarely happens.

We must make a decision on the examiner’s report, either within 5 weeks of receiving the report, or a later date agreed with the QB. Our Planning Policy Committee will make a decision on the examiner’s report and if it agrees with their recommendation that the NDP be made, with or without modifications, it will proceed to referendum.

The referendum will be organised and run by us in a similar way to an election. It will be open to all eligible voters in the referendum area, which is usually the same as the neighbourhood area (see Examination above).

If the neighbourhood area is also a business area which contains dwellings, there will be two separate referenda, one for residents and the other for businesses.

Information about the referendum and specific documents will be provided, on-line and at a location in the neighbourhood area. These include the referendum version of the neighbourhood development plan (NDP) containing changes made following the examination.

There are strict rules about what QBs can do during the pre-referendum period in terms of publicity. QBs should only issue factual information, such as the date of the referendum. There are also limits on the amount of money that can be spent on publicity, based on the number of eligible voters. We have produced guidance on referenda and expenses and will inform QBs of their expenses limit.

Voters will be asked if they want us to use the NDP to help it decide planning applications in the neighbourhood area. A majority of people voting must support the plan for it to be made. In the case of business areas, if only one of the referenda is in favour it will be for us to decide whether to adopt the NDP.

Following the referendum, providing the majority of voters have voted in favour of the NDP, we will make (adopt) the plan. The NDP will then become part of the development plan for the area and will be used alongside the Part 1 and Part 2 Local Plans for West Northamptonshire, and other material planning considerations for decision making on planning applications.

We will notify the QB of the result and update our website with the made version of the plan.

Reviewing a neighbourhood plan

After neighbourhood development plans (NDPs) have been made, it is good practice for town and parish councils to monitor how they are used in decision making to see how effective they are.

Locality has produced a toolkit with detailed information on implementing, monitoring and reviewing made NDPs. We have produced a review step-by-step guide for town and parish councils. This sets out how to decide if an NDP needs reviewing, what type of review it is likely to be, issues to consider and what is involved. Our guide contains specific local guidance and should be read alongside the Locality toolkit.

Useful information

Community and other engagement

It is essential that the NDP has local community support. If it reaches referendum, residents will vote on whether to accept it, so it’s a good idea to involve the community from the start. The community comprises people who live, work and do business in the neighbourhood area. Include residents, businesses, schools, faith groups, community groups and landowners.

Thought should be given to gatherings views and ideas, which may call for different techniques to reach different groups. A record should be kept of all activities to inform the consultation statement.

Maps

The NDP will contain a variety of maps to show the neighbourhood area and where policies and designations apply. Maps must be produced on an Ordnance Survey base and be high quality with accurate boundaries and clear notations. We have produced a mapping guidance note setting out our expectations, which is available on request. We will make mapping data available to QBs, after they have signed a licence agreement.

Financial support

QBs can apply to Locality for neighbourhood planning grant funding, which can cover a wide range of items, including consultancy support. For up-to-date information on allowances and availability for the current financial year, please refer to the Locality website.

Document accessibility

All neighbourhood plans and supporting documents submitted to us must be added to our website, and regulations require that all documents on the website are fully accessible. This ensures that everyone can read and understand the information. Therefore, QBs must ensure that the documents submitted to us are fully accessible. Where QBs seek professional advice from consultants, this requirement should be made clear in quotation or tender documents.

Sources of advice

Preparing a NDP will involve considerable commitment of time and energy for a prolonged period, however, there is a lot of published advice to guide groups through the process. The Locality website contains a wealth of detailed information including a detailed step-by-step roadmap, toolkits and guidance notes on various technical aspects and a package of financial support.

We have also prepared a number of information sources and guidance notes which provide specific information for West Northamptonshire.

The following are available on request from the Planning Policy Team:

  • Project plan template
  • Mapping guidance

A number of town and parish councils in West Northamptonshire have already been through the process and it might be worth making contact to discuss their experiences. The Made neighbourhood development plan section lists the adopted NDPs.

We have a duty to support groups preparing NDPs. Please contact the Planning Policy Team for advice including what is involved and how to get started.

Contact details

Email: [email protected]
Phone 0300 126 7000

Last updated 21 July 2023